Opportunities Fund B

Fund Investment Objectives

The Helium Opportunities Fund is a pure merger arbitrage fund. The core of portfolio, approximately 70-80 percent, will be invested in announced deals in the merger arbitrage sector. The remainder of the portfolio will be comprised of small and opportunistic positions in corporate action, or in stock dividend arbitrage. These positions are enhancers integrated into the portfolio for their complementary nature to the merger arbitrage strategy. The Fund does not hold any fixed income positions, have foreign exchange exposure, nor employ directional strategies. To avoid counterparty risk the portfolio will trade through equity swaps. The underlying equities are all European or US stocks. The Fund matches its liquidity profile by investing into very liquid securities. AUM reflects the aggregate of the Opportunities class and is reflected in EUR.