YA Global Investments II,

Ltd. (Class B)

Fund Investment Objectives

The Fund focuses primarily on funding small to mid-sized publicly traded companies with market capitalizations under $500,000,000. Works closely with management developing tailor made strategies to best meet short and long-term needs by structuring transactions using both the equity credit line and convertible format. The Fund Classes A and B run pari passu and report AUM at the Master level.